Senior Compliance Manager & TW Compliance Lead

仕事内容

Join us. Let’s care for tomorrow.

At Allianz Global Investors our people enjoy motivating, fulfilling careers. If you are looking for a fast-paced working environment, you are resolved to cultivate and expand your talents and relish a challenge, then join us now!

We are committed to giving our people – experienced and energetic professionals alike – the opportunities and experiences they seek to thrive and gain personal fulfilment. We will work with you to craft your own career, develop your personal growth, and align your achievements with your ambitions.

Position Summary

This will be the Taiwan Compliance Lead who will be responsible for the business & regulatory business and report to Taiwan General Counsel. This candidate will also be nominated as the Anti Money Laundering Officer.

Role & Responsibilities

• Manage day-to-day operation of the TW Compliance team
• Closely follow and monitor developments of applicable regulatory requirements and evaluate compliance issues/concerns and any potential impact
• Maintain an effective compliance communication program to ensure that management and employees have awareness and understanding of new and existing regulatory requirements and related policies and procedures
• Provide regulatory landscape insights to the management for business planning
• Ensure the business is conducted according to the regulatory requirements and internal policies and procedures
• Ensure implementation of global/regional/local Compliance policies and procedures , maintain and update local Compliance policies and procedures
• Partner with different business channels and advise business solutions
• Act as a liaison with Taiwan regulators
• Partner with global/regional Legal & Compliance & Risk teams and other control functions and participate in global/regional projects and implementation of global/regional systems
• Provide other compliance support as may be requested from time to time
  
  

Experience / Knowledge Qualifications And Skills

• 10+ years of compliance experience for asset management or other financial industries
• SITE/ SICE Associate Person License or Senior Securities Associate Person License
• Strong written and verbal communication skills in English and Mandarin Chinese
  
  

About Allianz Global Investors

Allianz Global Investors is a leading active asset manager with over 600 investment professionals in over 20 offices worldwide and managing EUR 578 billion in assets. Data as of 30 June 2022

We invest for the long term and seek to generate value for clients every step of the way. We do this by being active – in how we partner with clients and anticipate their changing needs, and build solutions based on capabilities across public and private markets. Our focus on protecting and enhancing our clients’ assets leads naturally to a commitment to sustainability to drive positive change. Our goal is to elevate the investment experience for clients, whatever their location or objectives.

Putting our clients’ needs first, behaving in an open and transparent way and treating people fairly means acting with integrity. We respect difference and diversity and reward individual performance as well as teamwork. We offer a collegial culture based on strong values, taking individual responsibility, and dedication to mastering challenging tasks. To harness the power of innovation, we invest in the development of our employees. We encourage you to make an impact in a diverse, international, technology-enabled, and increasingly agile environment. If you feel inspired to elevate the active asset management experience, this is the place for you.

We are committed to the principles of Equal Employment Opportunity and to providing assistance to applicants with physical and/or mental disabilities. If you need support to navigate our websites or to complete your application, please send an e-mail with your request to recruiting@allianzgi.com .

Active is: Allianz Global Investors

AllianzGI completed the transfer of investment teams (including 87 Investment Professionals) and USD 101bn of assets they manage to Voya Investment Management as part of a strategic partnership. Two thirds of the assets continue to be managed on behalf of AllianzGI clients outside of the US.