Contractor, Compliance - Taipei

Contenuto del lavoro

PineBridge investments Taiwan is seeking a one year compliance contractor to join the company.

Main Responsibilities

• Support daily AML/CFT works and any project enhancement.
• Handle assigned compliance routine, e.g. report to SITCA/regulators, follow up and handle survey from SITCA or SFB.
• Support Investment compliance and Code of Ethics matters.
• Coordinate meetings and training courses.
• Support ongoing projects if needed, e.g. System upgrade.
  

Qualification

• Qualified holder of Securities Investment Trust and Consulting Professional or Senior Securities Specialist or Senior Securities Specialist.
• Knowledge of SITE & SICE regulation.
• At least 2 years of working experience in the SITE/SICE industry.
• Excellent interpersonal skill as a team player as well as good communicator.
• Problem solving skills, good sense of ownership and accountability to the business.