Compliance Officer

le contenu du travail

Main Duties

• Provide General Compliance & AML/CFT Compliance Support
• Act as Money Laundering Reporting Officer and perform all duties and responsibilities associated with that role to ensure adherence with local rules and other regulatory bodies.
• Periodical training of staff regarding the regulation of Anti Money Laundering and compliance
• Provide appropriate and regulatory information or data regarding compliance as requested.
• Establish and maintain a compliance program that includes policies and procedures to comply with FATCA and CRS
• To make compliance reports to H.O. and Taiwanese governmental agencies.
  

工作內容

• 確認各項作業及管理規章均配合相關法規適時更新，使各項營運活動符合法令規定。
• 於銀行業推出各項新商品、服務及向主管機關申請開辦新種業務前，法令遵循主管應出具符合法令及內部規範之意見並簽署負責。
• 訂定法令遵循之評估內容與程序
• 對各單位人員實施法令遵循、防制洗錢及打擊資恐的內部訓練。
• 確認防制洗錢及打擊資恐相關法令之遵循
• FATCA及CRS申報機制並執行、監督。
  

Requirements

• Masterr’s degree in law or related field
• At least 5 years of experience in compliance or legal or AML in the banking or financial industry is a must
• Attorney’s license or CAMS(Certified Anti-Money Laundering Specialist)
• In-depth knowledge of the industry’s standards and regulations
  

條件

• 國內大學法律學系畢業，且已取得碩士以上學位畢業證書。
• 國際反洗錢師 (CAMS) 或 領有律師證書
• 具下列工作合計5年以上工作經驗(經理級)。
  

銀行法務相關工作、銀行法遵相關工作、銀行專責之法令遵循或防制洗錢及打擊資恐專責工作

• 英文流利，會韓文加分