Compliance Risk Mgmt Sr Analyst _ Compliance Risk Management Senior Analyst _ Enterprise Operation & Technology - Taipei

Contenido de trabajo

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm’s risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet business and customer needs in a manner consistent with the Citi program framework.

Key Activities Include

Participating in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM.

Analyzing comparative data and preparing regional and global reports related to compliance risk assessments, and monitoring of compliance related issues.

Reviewing materials to ensure compliance with various regulatory and legal requirements. Identifying and addressing potential risks.

Investigating and assisting in responses to compliance risk issues. Investigating regulatory inquiries, preparing required documentation, making recommendations to senior management on how to proceed, and preparing responses for the regulatory inquiries.

Monitoring adherence to Citis Compliance Risk Policies and relevant procedures.

Preparing, editing and maintaining Compliance program related materials.

Interacting and working with other areas within Citi to take care of Enterprise Infrastructure, Operation and Technology (EIO&T) related matters, including record management, crisis management plan, privacy, third party management, etc.

Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas.

Additional duties as assigned.

Required

Bachelors degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus (preferably with Information Security related background/experience)

Knowledge of Compliance laws, rules, regulations, risks and typologies

Excellent written and verbal communication skills

Must be a self-starter, flexible, innovative and adaptive

Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization

Work collaboratively with regional and global partners in other functional units; ability to navigate a complex organization

Excellent project management and organizational skills and capability to handle multiple projects at one time

Proficient in MS Office applications (Excel, Word, PowerPoint)

Knowledge in area of focus, preferably with Information Security related background/experience)

Job Family Group

Compliance and Control

Job Family

Compliance Risk Management

Time Type

Full time

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Citi is an equal opportunity and affirmative action employer.

Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.