002523 AM VP, Head of Internal Audit 稽核部 副總裁 (HSBC Global Asset Management)

Jobinhalt

Group Internal Audit - Group Internal Audit provides independent assurance to management and the Risk and Audit Committees that HSBC’s risk management, governance and internal control processes are designed appropriately and are operating effectively. Undertake general audit activities, as part of a team providing independent, objective assurance over the Group’s internal control framework as well as local regulations and assist business line management by bringing a systematic, disciplined approach to the evaluation and improvement of the effectiveness of risk management, control and governance processes.

HSBC Asset Management (“AMG”)’s Product Group is responsible for the strategic and commercial development of AMG Product manufacturing capabilities including Development, Management, Governance, Support and Mandate delivery across all Global Markets.

People responsibility: Y

Report to:Senior Audit Manager, ASP

Role Purpose

The internal audit manager report to AMTW BOD and Group Internal Audit function. He or She will be primarily responsible for all AMTW internal audit matters, included executing audit assignments of activities. To lead the team to accomplishing all department administrative tasks. And participating in regional audit in needs.

Job Content

• To provide advice and support on internal control, group/regulatory requirement and reputational standards and policies in a commercially sensitive, practical and cost effective.
• To communication with business any findings in policies or control/regulatory requirements.
• To assist business management in managing control-related issues.
• To ensure business management are properly advised of control-related matters.
• To maintain a positive and professional working relationship with regulators and stakeholders.
• To lead project with organized process and completed on schedule.
• To undertake regular and ad-hoc monitoring tasks required by the regulatory/Group requirements/business.
• To have the view and plan of 1 to 2 years for the team.
• To work independently and cooperatively with the team members/other departments, and Managing team control prioritizes effectively.
• To foster business management.
• To work effectively and cooperatively with the team, business and HSBC Group

Qualifications